File parsing and validation

src/entities/repos/submission_repo.py

@@ -3,7 +3,7 @@
 from sqlalchemy import select, desc
 from sqlalchemy.ext.asyncio import AsyncSession
 from typing import Any, List, TypeVar
-from entities.engine import get_session
+from entities.engine.engine import SessionLocal
 
 from regtech_api_commons.models import AuthenticatedUser
 
@@ -94,7 +94,7 @@ async def add_submission(session: AsyncSession, submission: SubmissionDTO) -> Su
 
 
 async def update_submission(submission: SubmissionDAO, incoming_session: AsyncSession = None) -> SubmissionDAO:
-    session = incoming_session if incoming_session else await anext(get_session())
+    session = incoming_session if incoming_session else SessionLocal()
     async with session.begin():
         try:
             new_sub = await session.merge(submission)

src/routers/filing.py

@@ -49,7 +49,7 @@ async def upload_file(
 ):
     content = await file.read()
     await submission_processor.upload_to_storage(lei, submission_id, content, file.filename.split(".")[-1])
-    background_tasks.add_task(submission_processor.validate_submission, lei, submission_id, content)
+    background_tasks.add_task(submission_processor.validate_submission, lei, submission_id, content, background_tasks)
 
 
 @router.get("/institutions/{lei}/filings/{period_name}/submissions", response_model=List[SubmissionDTO])

src/services/submission_processor.py

@@ -1,3 +1,10 @@
+from io import BytesIO
+from fastapi import BackgroundTasks
+from regtech_data_validator.create_schemas import validate_phases
+import pandas as pd
+import importlib.metadata as imeta
+from entities.models import SubmissionDAO, SubmissionState
+from entities.repos.submission_repo import update_submission
 from http import HTTPStatus
 from fastapi import HTTPException
 import logging
@@ -19,6 +26,46 @@ async def upload_to_storage(lei: str, submission_id: str, content: bytes, extens
         raise HTTPException(status_code=HTTPStatus.INTERNAL_SERVER_ERROR, detail="Failed to upload file")
 
 
-async def validate_submission(lei: str, submission_id: str, content: bytes):
-    # implement validation process here
-    pass
+async def validate_submission(lei: str, submission_id: str, content: bytes, background_tasks: BackgroundTasks):
+    df = pd.read_csv(BytesIO(content), dtype=str, na_filter=False)
+    validator_version = imeta.version("regtech-data-validator")
+
+    # Set VALIDATION_IN_PROGRESS
+    await update_submission(
+        SubmissionDAO(
+            submitter=submission_id,
+            state=SubmissionState.VALIDATION_IN_PROGRESS,
+            validation_ruleset_version=validator_version,
+        )
+    )
+    background_tasks.add_task(validate_and_update_submission, df, lei, submission_id, validator_version)
+
+
+async def validate_and_update_submission(df: pd.DataFrame, lei: str, submission_id: str, validator_version: str):
+    # Validate Phases
+    result = validate_phases(df, {"lei": lei})
+
+    # Update tables with response
+    if not result[0]:
+        sub_state = (
+            SubmissionState.VALIDATION_WITH_ERRORS
+            if "error" in result[1]["validation_severity"].values
+            else SubmissionState.VALIDATION_WITH_WARNINGS
+        )
+        await update_submission(
+            SubmissionDAO(
+                submitter=submission_id,
+                state=sub_state,
+                validation_ruleset_version=validator_version,
+                validation_json=result[1].to_json(),
+            )
+        )
+    else:
+        await update_submission(
+            SubmissionDAO(
+                submitter=submission_id,
+                state=SubmissionState.VALIDATION_SUCCESSFUL,
+                validation_ruleset_version=validator_version,
+                validation_json=result[1].to_json(),
+            )
+        )

tests/api/conftest.py

@@ -4,6 +4,7 @@
 from fastapi import FastAPI
 from pytest_mock import MockerFixture
 from unittest.mock import Mock
+import pandas as pd
 
 from entities.models import (
     FilingPeriodDAO,
@@ -122,3 +123,11 @@ def post_filing_mock(mocker: MockerFixture) -> Mock:
         institution_snapshot_id="v1",
     )
     return mock
+
+
+@pytest.fixture(scope="session")
+def submission_csv(tmpdir_factory) -> str:
+    df = pd.DataFrame([["0", "1"]], columns=["Submission_Column_1", "Submission_Column_2"])
+    filename = str(tmpdir_factory.mktemp("data").join("submission.csv"))
+    df.to_csv(filename)
+    return filename

tests/api/routers/test_filing_api.py

@@ -122,7 +122,25 @@ async def test_get_latest_submission(self, mocker: MockerFixture, app_fixture: F
         mock.assert_called_with(ANY, "1234567890", "2024")
         assert res.status_code == 204
 
-    async def test_unauthed_patch_filing(self, mocker: MockerFixture, app_fixture: FastAPI):
+    def test_authed_upload_file(
+        self, mocker: MockerFixture, app_fixture: FastAPI, authed_user_mock: Mock, submission_csv: str
+    ):
+        mock_upload = mocker.patch("services.submission_processor.upload_to_storage")
+        mock_upload.return_value = None
+        mock_validate_submission = mocker.patch("services.submission_processor.validate_submission")
+        mock_validate_submission.return_value = None
+        files = {"file": ("submission.csv", open(submission_csv, "rb"))}
+        client = TestClient(app_fixture)
+        res = client.post("/v1/filing/123456790/submissions/1", files=files)
+        assert res.status_code == 202
+
+    def test_unauthed_upload_file(self, mocker: MockerFixture, app_fixture: FastAPI, submission_csv: str):
+        files = {"file": ("submission.csv", open(submission_csv, "rb"))}
+        client = TestClient(app_fixture)
+        res = client.post("/v1/filing/123456790/submissions/1", files=files)
+        assert res.status_code == 403
+
+    async def test_unauthed_patch_filing(self, app_fixture: FastAPI):
         client = TestClient(app_fixture)
 
         res = client.patch(

tests/entities/repos/test_submission_repo.py

@@ -22,15 +22,13 @@
 from regtech_api_commons.models import AuthenticatedUser
 from pytest_mock import MockerFixture
 
-from entities.engine import engine as entities_engine
-
 
 class TestSubmissionRepo:
     @pytest.fixture(scope="function", autouse=True)
     async def setup(
         self, transaction_session: AsyncSession, mocker: MockerFixture, session_generator: async_scoped_session
     ):
-        mocker.patch.object(entities_engine, "SessionLocal", return_value=session_generator)
+        mocker.patch.object(repo, "SessionLocal", return_value=session_generator)
 
         filing_task_1 = FilingTaskDAO(name="Task-1", task_order=1)
         filing_task_2 = FilingTaskDAO(name="Task-2", task_order=2)

tests/services/test_submission_processor.py

@@ -1,3 +1,5 @@
+import pandas as pd
+from services import submission_processor
 from fastapi import HTTPException
 import pytest
 from unittest.mock import Mock, ANY
@@ -6,46 +8,67 @@
 from services.submission_processor import upload_to_storage
 
 
-@pytest.fixture
-def mock_fs(mocker: MockerFixture) -> Mock:
-    fs_mock_patch = mocker.patch("services.submission_processor.AbstractFileSystem")
-    return fs_mock_patch.return_value
-
-
-@pytest.fixture
-def mock_fs_func(mocker: MockerFixture, mock_fs: Mock) -> Mock:
-    fs_func_mock = mocker.patch("services.submission_processor.filesystem")
-    fs_func_mock.return_value = mock_fs
-    return fs_func_mock
-
-
-async def test_upload(mocker: MockerFixture, mock_fs_func: Mock, mock_fs: Mock):
-    with mocker.mock_open(mock_fs.open):
-        await upload_to_storage("test", "test", b"test content local")
-    mock_fs_func.assert_called()
-    mock_fs.mkdirs.assert_called()
-    mock_fs.open.assert_called_with(ANY, "wb")
-    file_handle = mock_fs.open()
-    file_handle.write.assert_called_with(b"test content local")
-
-
-async def test_upload_s3_no_mkdir(mocker: MockerFixture, mock_fs_func: Mock, mock_fs: Mock):
-    default_fs_proto = settings.upload_fs_protocol
-    settings.upload_fs_protocol = FsProtocol.S3
-    with mocker.mock_open(mock_fs.open):
-        await upload_to_storage("test", "test", b"test content s3")
-    mock_fs_func.assert_called()
-    mock_fs.mkdirs.assert_not_called()
-    mock_fs.open.assert_called_with(ANY, "wb")
-    file_handle = mock_fs.open()
-    file_handle.write.assert_called_with(b"test content s3")
-    settings.upload_fs_protocol = default_fs_proto
-
-
-async def test_upload_failure(mocker: MockerFixture, mock_fs_func: Mock, mock_fs: Mock):
-    log_mock = mocker.patch("services.submission_processor.log")
-    mock_fs.mkdirs.side_effect = IOError("test")
-    with pytest.raises(Exception) as e:
-        await upload_to_storage("test", "test", b"test content")
-    log_mock.error.assert_called_with("Failed to upload file", ANY, exc_info=True, stack_info=True)
-    assert isinstance(e.value, HTTPException)
+class TestSubmissionProcessor:
+    @pytest.fixture
+    def mock_fs(self, mocker: MockerFixture) -> Mock:
+        fs_mock_patch = mocker.patch("services.submission_processor.AbstractFileSystem")
+        return fs_mock_patch.return_value
+
+    @pytest.fixture
+    def mock_fs_func(self, mocker: MockerFixture, mock_fs: Mock) -> Mock:
+        fs_func_mock = mocker.patch("services.submission_processor.filesystem")
+        fs_func_mock.return_value = mock_fs
+        return fs_func_mock
+
+    async def test_upload(self, mocker: MockerFixture, mock_fs_func: Mock, mock_fs: Mock):
+        with mocker.mock_open(mock_fs.open):
+            await upload_to_storage("test", "test", b"test content local")
+        mock_fs_func.assert_called()
+        mock_fs.mkdirs.assert_called()
+        mock_fs.open.assert_called_with(ANY, "wb")
+        file_handle = mock_fs.open()
+        file_handle.write.assert_called_with(b"test content local")
+
+    async def test_upload_s3_no_mkdir(self, mocker: MockerFixture, mock_fs_func: Mock, mock_fs: Mock):
+        default_fs_proto = settings.upload_fs_protocol
+        settings.upload_fs_protocol = FsProtocol.S3
+        with mocker.mock_open(mock_fs.open):
+            await upload_to_storage("test", "test", b"test content s3")
+        mock_fs_func.assert_called()
+        mock_fs.mkdirs.assert_not_called()
+        mock_fs.open.assert_called_with(ANY, "wb")
+        file_handle = mock_fs.open()
+        file_handle.write.assert_called_with(b"test content s3")
+        settings.upload_fs_protocol = default_fs_proto
+
+    async def test_upload_failure(self, mocker: MockerFixture, mock_fs_func: Mock, mock_fs: Mock):
+        log_mock = mocker.patch("services.submission_processor.log")
+        mock_fs.mkdirs.side_effect = IOError("test")
+        with pytest.raises(Exception) as e:
+            await upload_to_storage("test", "test", b"test content")
+        log_mock.error.assert_called_with("Failed to upload file", ANY, exc_info=True, stack_info=True)
+        assert isinstance(e.value, HTTPException)
+
+    async def test_validate_and_update_successful(self, mocker: MockerFixture):
+        mock_validation = mocker.patch("services.submission_processor.validate_phases")
+        mock_validation.return_value = (True, pd.DataFrame(columns=[], index=[]))
+        mock_update_submission = mocker.patch("services.submission_processor.update_submission")
+        mock_update_submission.return_value = None
+        await submission_processor.validate_and_update_submission(pd.DataFrame(), "123456790", "1", "0.1.0")
+        assert mock_update_submission.mock_calls[0].args[0].state == "VALIDATION_SUCCESSFUL"
+
+    async def test_validate_and_update_warnings(self, mocker: MockerFixture):
+        mock_validation = mocker.patch("services.submission_processor.validate_phases")
+        mock_validation.return_value = (False, pd.DataFrame([["warning"]], columns=["validation_severity"]))
+        mock_update_submission = mocker.patch("services.submission_processor.update_submission")
+        mock_update_submission.return_value = None
+        await submission_processor.validate_and_update_submission(pd.DataFrame(), "123456790", "1", "0.1.0")
+        assert mock_update_submission.mock_calls[0].args[0].state == "VALIDATION_WITH_WARNINGS"
+
+    async def test_validate_and_update_errors(self, mocker: MockerFixture):
+        mock_validation = mocker.patch("services.submission_processor.validate_phases")
+        mock_validation.return_value = (False, pd.DataFrame([["error"]], columns=["validation_severity"]))
+        mock_update_submission = mocker.patch("services.submission_processor.update_submission")
+        mock_update_submission.return_value = None
+        await submission_processor.validate_and_update_submission(pd.DataFrame(), "123456790", "1", "0.1.0")
+        assert mock_update_submission.mock_calls[0].args[0].state == "VALIDATION_WITH_ERRORS"